In 2014, the Securities and Exchange Commission told San Diegan Jason Huntley to pay $100,000 for his securities violations.
Among other things, he had failed to tell clients that he had received $2 million for a loan from a private fund in which those clients had invested. Also, he recommended an investment to his clients and didn't disclose that he had received money to tout the investment.
Huntley has only paid $1300. On Monday (September 25), the securities agency went to federal court in San Diego to get him to cough up.
In 2014, the Securities and Exchange Commission told San Diegan Jason Huntley to pay $100,000 for his securities violations.
Among other things, he had failed to tell clients that he had received $2 million for a loan from a private fund in which those clients had invested. Also, he recommended an investment to his clients and didn't disclose that he had received money to tout the investment.
Huntley has only paid $1300. On Monday (September 25), the securities agency went to federal court in San Diego to get him to cough up.
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